Compliance is an integral part of the culture in IPSI and we operate with our own dedicated Compliance team who actively ensure that this remains the case.
Andrew Cummins is the Head of Compliance at IPSI. With over a decade of experience in the company Andrew and his team ensure that IPSI complies with all regulations expected of a regulated MiFID firm; MiFID II/MiFIR, Data Protection (GDPR), AML / CTF, to name but a few.
The compliance arrangements in place in IPSI have, at their center, supporting Principles. The Principles set out the compliance and ethical standards to be observed by staff across IPSI in relation to regulatory and market conduct responsibilities. The emphasis is on conducting our business following a best practice approach and with a strong client focus. The Code lays down the standards of responsibility and ethical conduct expected of all staff, officers, and directors of IPSI.
IPSI is regulated by the Central Bank of Ireland pursuant to the European Union (Markets in Financial Instruments) Regulations 2017.